課程資訊
課程名稱
比較企業金融法制專題研究一
Seminar on Comparative Enterprise & Finacial Laws (Ⅰ) 
開課學期
100-2 
授課對象
法律學院  法律研究所  
授課教師
林仁光 
課號
LAW7351 
課程識別碼
A21EM8950 
班次
 
學分
全/半年
半年 
必/選修
選修 
上課時間
星期二3,4(10:20~12:10) 
上課地點
法研5 
備註
本課程以英語授課。
限碩士班以上 且 限法律學院學生(含輔系、雙修生)
總人數上限:24人 
Ceiba 課程網頁
http://ceiba.ntu.edu.tw/1002Financial_Law 
課程簡介影片
 
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課程概述

Specific topics of enterprise and financial laws are selected for discussion. Cases and articles will be provided at the beginning and/or during the semester. The instructor will introduce the theme and regulatory framework at the beginning of each topic. Afterwards, students will have opportunities to present the assigned reading and participate discussion. In the fall semester of 2010-11, the focus will be on the regulation of corporate insiders, particularly those of the listed companies. We will beginning with the regulatory regime of corporate insiders in Taiwan and discuss the regulatory regimes in the USA, Europe and other jurisdictions. For examples, executive compensation, insider trading, etc. 

課程目標
This course provides English-learning environment. Taiwanese students and foreign students may interact with one another. Students may also employ the comparative law approach to observe the development of legal regimes in different jurisdictions. 
課程要求
This course is conducted mainly in English. However, Mandarin may be used during discussion if it is deemed necessary to help discussion.
Course Requirements:
1. Read the assigned reading.
2. Class participation.
3. Term paper.  
預期每週課後學習時數
 
Office Hours
每週三 14:00~15:00 
指定閱讀
 
參考書目
 
評量方式
(僅供參考)
 
No.
項目
百分比
說明
1. 
Term Paper 
40% 
Students enrolled shall complete a independent research paper at the end of the semester. The topic shall be relevant to the course. 
2. 
Class Participation 
60% 
Please read the assigned reading and participate class discussion. You will have the opportunity to make presentation. 
 
課程進度
週次
日期
單元主題
Week 1
02/21  Introduction 
Week 2
02/28  228 Peace Memorial Day--National Holiday 
Week 3
03/06  Corporate Finance & Public Offering of Securities 
Week 4
03/13  Initial Pulbic Offering (IPO) 
Week 5
03/20  IPO Legal Issues: Due Diligence and Liability 
Week 6
03/27  Private Placement 
Week 7
04/03  Study Break and Tomb Sweeping Festival 
Week 8
04/10  Public Offering and Non-public Offering 
Week 9
04/17  Crowdfunding (Read "Crowdfunding and the Securities Act of 1933" Part I-III p.1-26) 
Week 10
04/24  Crowdfunding--Should Crowdfunding Be Exempted from Registration Requirement (Read "Crowdfunding and the Securities Act of 1933" Part IV p.26-39) 
Week 11
05/01  Cross Listing 
Week 12
05/08  International Securities Market: US vs EU 
Week 13
05/15  Accessing US Capital Market: Issues Arising from Chinese Reverse Mergers 
Week 14
05/22  Globalization of Securities Market and Investor Protection 
Week 15
05/29  Research Week--Class will not meet 
Week 16
06/05  Extraterriorial Application of Securities Law 
Week 17
06/12  Wrap-up of the Course 
Week 18
06/19  Term Paper Due